Ravi Raghavan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ravi Raghavan, who also goes by Sarangarajan Raghavan, was a registered financial professional .
Ravi is a previously registered financial professional and started their career in finance in 1994. Ravi had worked at 4 firms and has passed the Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2007 - December 18, 2017
SMART TAX AND FINANCIAL SERVICES
November 1, 2004 - October 1, 2007
FSC SECURITIES CORPORATION
January 2, 2003 - January 29, 2004
FSC SECURITIES CORPORATION
June 19, 2002 - January 29, 2004
FSC SECURITIES CORPORATION
July 20, 1999 - January 22, 2001
DONAHUE SECURITIES, INC.
October 17, 1994 - July 29, 1999
MW MANAGEMENT COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
SMART TAX AND FINANCIAL SERVICES
CRD#: 145448 / SEC#:
Contact information
Red Flags
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