Abizar S. Rangwala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abizar Safakat Rangwala, who also goes by Abby Rangwala, Abizar Rangwala, was a registered financial professional .
Abizar is a previously registered financial professional and started their career in finance in 1995. Abizar had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2012 - January 16, 2014
CERTUSSECURITIES, INC.
June 26, 2012 - January 16, 2014
CERTUS INVESTMENT ADVISORS, LLC
July 13, 2006 - December 9, 2011
STRUCTURED ASSET INVESTORS, LLC
July 1, 2003 - December 2, 2011
WELLS FARGO SECURITIES, LLC
February 1, 2001 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 1, 1995 - June 20, 1996
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CERTUSSECURITIES, INC.
CRD#: 144051 / SEC#: , 8-67627
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
