Jeryl W. Clegg
Professional summary
Jeryl Wayne Clegg was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeryl is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Jeryl had worked at 5 firms, which includes MIDSOUTH CAPITAL INC., FIRST HORIZON ADVISORS INC., LPL FINANCIAL LLC, VOYA FINANCIAL ADVISORS INC., WADDELL & REED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2006 - March 25, 2010
MIDSOUTH CAPITAL, INC.
May 18, 2006 - March 25, 2010
MIDSOUTH CAPITAL, INC.
September 15, 2005 - May 25, 2006
FIRST HORIZON ADVISORS, INC.
September 8, 2005 - May 25, 2006
FIRST HORIZON ADVISORS, INC.
August 16, 2004 - September 28, 2005
MIDSOUTH CAPITAL, INC.
August 16, 2004 - September 28, 2005
MIDSOUTH CAPITAL, INC.
March 25, 2003 - August 24, 2004
LPL FINANCIAL LLC
May 2, 2001 - August 24, 2004
LPL FINANCIAL LLC
June 4, 1998 - May 3, 2001
VOYA FINANCIAL ADVISORS, INC.
November 9, 1994 - June 11, 1998
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIDSOUTH CAPITAL, INC.
CRD#: 35039 / SEC#: , 8-46620
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HILL, MARK DAVID | CHAIRMAN, BOARD MEMBER, AND SHAREHOLDER | 1056054 |
| CAMPBELL, CYNTHIA H | BOARD MEMBER | |
| HILL, EDWARD DAVID JR | SHAREHOLDER | |
| HILL, ROBIN | SHAREHOLDER | |
| JAMA HOLDINGS | SHAREHOLDER | |
| BATEH, RONALD JAMES | PRESIDENT, CEO, RIA CCO, BOARD MEMBER, SHAREHOLDER | 869380 |
| BRUSH, EDWARD | BOARD MEMBER | |
| MURRAY, SANDRA ANN | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 1407964 |
| ROYSTER, COLLIN HARDING | REGISTERED PRINCIPAL | 843043 |
| VOOS, VIRGINIA LAWRENCE | FINOP |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 2 |
Red Flags
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