James F. Radecki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Frank Radecki, who also goes by James F Radecki, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2000. James had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2018 - October 15, 2018
DRW EXECUTION SERVICES, LLC
April 10, 2017 - August 29, 2017
CONSOLIDATED TRADING LLC
April 1, 2010 - August 10, 2016
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
May 8, 2003 - June 26, 2006
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
May 5, 2003 - August 10, 2016
GOLDMAN SACHS & CO. LLC
July 28, 2000 - March 27, 2003
FIRST OPTIONS OF CHICAGO, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DRW EXECUTION SERVICES, LLC
CRD#: 290408 / SEC#: , 8-70030
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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