Renee S. Davies
Professional summary
Renee Sue Davies, who also goes by Renee S Shupp, Renee Sue Shupp, is a registered financial advisor currently at CHAPEL BRIDGE WEALTH ADVISORS located in Delaware, Ohio.
Renee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Renee has worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Renee Sue Davies's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2021 - Present
CHAPEL BRIDGE WEALTH ADVISORS
Office #3: 53 Palmeras Street Suite 601, San Juan, PR 00901July 9, 1999 - May 5, 2000
MPI FINANCIAL
November 9, 1998 - June 28, 1999
KEYBANC CAPITAL MARKETS INC.
January 9, 1998 - November 9, 1998
KEY CAPITAL MARKETS, INC.
November 18, 1996 - January 8, 1998
KEY INVESTMENTS INC.
December 13, 1994 - November 12, 1996
MONY SECURITIES CORPORATION
October 12, 1994 - November 22, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CHAPEL BRIDGE WEALTH ADVISORS
CRD#: 313295 / SEC#: 801-125816
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/26/2021)
(10/19/2022)
Exams
Series 55
Date: 8/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
CHAPEL BRIDGE WEALTH ADVISORS
CRD#: 313295 / SEC#: 801-125816
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 193 |
| AUM (Assets Under Management) | $ 182,104,017 |
Red Flags
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