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DL

Daniel J. Lunne

ATLAS STRATEGIC ADVISORS
New York, NY 10011
Some features on this profile are disabled
CRD#: 2542490
DL

Professional summary

Daniel Joseph Lunne, who also goes by Dan Joseph Lunne, is a registered financial professional currently at ATLAS STRATEGIC ADVISORS, LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1994. Daniel has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dan Joseph Lunne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Joseph Lunne's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 8, 2020 - Present

ATLAS STRATEGIC ADVISORS, LLC

Office #1: 126 West 22 Street Suite 9s, New York, NY 10011
BD
CRD#: 138970
New York, NY
Past

October 2, 2017 - October 1, 2020

THE BENCHMARK COMPANY, LLC

BD
CRD#: 22982
NEW YORK, NY
Past

July 6, 2015 - October 11, 2016

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
DAYTON, OH
Past

June 26, 2015 - October 11, 2016

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
DAYTON, OH
Past

January 4, 2010 - January 29, 2015

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
SAN FRANCISCO, CA
Past

January 4, 2010 - January 29, 2015

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
CHARLOTTE, NC
Past

October 22, 2009 - January 4, 2010

EVERGREEN INVESTMENT MANAGEMENT CO

RIA
CRD#: 104594
BOSTON, MA
Past

July 27, 2007 - January 4, 2010

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BD
CRD#: 487
CHARLOTTE, NC
Past

March 4, 2003 - July 25, 2007

NATIONWIDE FUND DISTRIBUTORS LLC

BD
CRD#: 25910
WEST CONSHOHOCKEN, PA
Past

September 13, 2002 - February 4, 2003

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

July 29, 1999 - August 16, 2002

CONSECO EQUITY SALES, INC.

BD
CRD#: 4125
CARMEL, IN
Past

March 4, 1996 - July 12, 1999

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
PORTLAND, ME
Past

November 10, 1994 - October 25, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(3/12/2021)
RR
New York
(10/8/2020)
RR
Ohio
(1/12/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/29/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/29/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/9/1994
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ATLAS STRATEGIC ADVISORS, LLC
ATLAS STRATEGIC ADVISORS, LLC

CRD#: 138970 / SEC#: , 8-67183

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
126 West 22 Street Suite 9s, New York, NY 10011
Mailing Address
126 West 22 Street Suite 9s, New York, NY 10011
Phone number
(212) 471-4120
Established
Delaware since 01/06/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ATLAS ADVISORS, LLCOWNER
MAZZARIOL, ROBERTA SAMARAFINOP2636972
MAZZARIOL, ROBERTA SAMARACCO, MANAGING DIRECTOR2636972
NAMGYAL, PALDEN GYURMEDCEO,SR. MANAGING DIRECTOR2636987

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATLAS STRATEGIC ADVISORS, LLC

CRD#: 138970New York, NY 10011

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