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TJ

Terrence Michael Jack

SUGAR MAPLE ASSET MANAGEMENT
Neenah, WI
·CRD# 2542035·28 years experience

Professional Summary

Terrence Michael Jack is a registered financial advisor currently at SUGAR MAPLE ASSET MANAGEMENT, LLC located in Neenah, Wisconsin. Terrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Terrence has worked at 3 firms and has passed the Series 63 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SUGAR MAPLE ASSET MANAGEMENT, LLC·CRD# 282632
RIA
210 S Commercial St, Neenah, WI 54956
January 14, 2016 - Present
Unknown Firm·
210 S. Commercial Street, Neenah, WI 54956
August 14, 2026 - Present
M&I FINANCIAL ADVISORS, INC·CRD# 16517
BD
Milwaukee, WI
August 14, 2001 - July 5, 2005
M&I FINANCIAL ADVISORS, INC·CRD# 16517
BD
Milwaukee, WI
January 7, 1995 - July 22, 1998

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Current Firm

SM
SUGAR MAPLE ASSET MANAGEMENT, LLC

SUGAR MAPLE ASSET MANAGEMENT, LLC

CRD#: 282632 / SEC#: 801-126457
RIA
Registered Investment Advisory firm - SEC (8/29/2022 Approved)
Wisconsin
Registered Investment Advisory firm - Wisconsin (9/1/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2580 S Bay Shore Drive Suite C, Sister Bay, WI 54234

Mailing Address

Po Box 3, Peshtigo, WI 54157

Phone Number

(920) 585-4985

# of Employees

3

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SUGAR MAPLE ASSET MANAGEMENT, LLC ADV PART 2A (3/11/2026)

Regulatory Assets Under Management

Total Number of Accounts

210

AUM (Assets Under Management)

$291,512,235

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fortifi Bank 140 W Huron St. Berlin, WI 54923 This relationship began in May of 2018 Mr. Jack is a part-time employee of Fortifi Bank of Green Bay, Wisconsin. Mr. Jack's title is Wealth Liaison. He works no more than four hours a week for Fortifi Bank, generally during normal business hours where he qualifies referrals to Sugar Maple Asset Management on behalf of the bank. If these referrals are deemed to be qualified and passed on to Sugar Maple Asset Management, a revenue sharing agreement between Sugar Maple Asset Management and Fortifi Bank is in place. Under this arrangement, Fortifi Bank receives a fixed percentage of fee revenue based upon asset management for their clients as long as they remain working with Sugar Maple Asset Management. This revenue sharing agreement could be deemed as a potential conflict of interest. All clients referred to Sugar Maple Asset Management by Fortifi Bank are given a Potential Conflict of Interest Disclosure Statement highlighting the arrangement.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SM
SUGAR MAPLE ASSET MANAGEMENT, LLC

SUGAR MAPLE ASSET MANAGEMENT, LLC

CRD#: 282632 / SEC#: 801-126457
RIA
Registered Investment Advisory firm - SEC (8/29/2022 Approved)
Wisconsin
Registered Investment Advisory firm - Wisconsin (9/1/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(11/22/2023)
IAR
Wisconsin
(1/14/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2001About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2001About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Terrence Michael Jack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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