TJ
Terrence M. Jack
SUGAR MAPLE ASSET MANAGEMENT
Neenah, WI 54956
Some features on this profile are disabled
CRD#: 2542035
TJ
Professional summary
Terrence Michael Jack is a registered financial advisor currently at SUGAR MAPLE ASSET MANAGEMENT, LLC located in Neenah, Wisconsin.
Terrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Terrence has worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Chief Investment Officer of Cavu Capital Partners, LLC 2580 S Bay Shore Drive Suite D Sister Bay, WI 54234 Relationship began in December of 2020 The business is a private fund Terry works approximately 10-15 hours a month; approximately 10-15 hours a month are during trading hours Terry is the owner of the business and directs employees Additionally, Terry, personally makes himself available to act as an expert witness for securities trials. He has been doing this since July of 2016 and does this personally; thus, there is no corresponding business entity, address or title. On average, Terry spends less than two hours a month on this activity and the two hours a month are generally during trading hours. Fortifi Bank 140 W Huron St. Berlin, WI 54923 This relationship began in May of 2018 Mr. Jack is a part-time employee of Fortifi Bank of Green Bay, Wisconsin. Mr. Jack's title is Wealth Liaison. He works no more than four hours a week for Fortifi Bank, generally during normal business hours where he qualifies referrals to Sugar Maple Asset Management on behalf of the bank. If these referrals are deemed to be qualified and passed on to Sugar Maple Asset Management, a revenue sharing agreement between Sugar Maple Asset Management and Fortifi Bank is in place. Under this arrangement, Fortifi Bank receives a fixed percentage of fee revenue based upon asset management for their clients as long as they remain working with Sugar Maple Asset Management. This revenue sharing agreement could be deemed as a potential conflict of interest. All clients referred to Sugar Maple Asset Management by Fortifi Bank are given a Potential Conflict of Interest Disclosure Statement highlighting the arrangement.
CRS (Client Relationship Summary) - RIA
Click below to view Terrence Michael Jack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2016 - Present
SUGAR MAPLE ASSET MANAGEMENT, LLC
Office #1: 124 W. Wisconsin Avenue, Suite 240a, Neenah, WI 54956RIA
CRD#: 282632
Neenah, WI
Past
August 14, 2001 - July 5, 2005
M&I FINANCIAL ADVISORS, INC
BD
CRD#: 16517
MILWAUKEE, WI
Past
January 7, 1995 - July 22, 1998
M&I FINANCIAL ADVISORS, INC
BD
CRD#: 16517
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SM
SUGAR MAPLE ASSET MANAGEMENT, LLC
SUGAR MAPLE ASSET MANAGEMENT, LLC
CRD#: 282632 / SEC#: 801-126457
RIA
Registered Investment Advisory firm - (8/29/2022 Approved)Wisconsin
Registered Investment Advisory firm - (9/1/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/22/2023)
IAR
Wisconsin(1/14/2016)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
SM
SUGAR MAPLE ASSET MANAGEMENT, LLC
SUGAR MAPLE ASSET MANAGEMENT, LLC
CRD#: 282632 / SEC#: 801-126457
RIA
Registered Investment Advisory firm - (8/29/2022 Approved)Wisconsin
Registered Investment Advisory firm - (9/1/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2580 S Bay Shore Drive Suite C, Sister Bay, WI 54234
Mailing Address
Po Box 3, Peshtigo, WI 54157
Phone number
(920) 585-4985
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 205 |
| AUM (Assets Under Management) | $ 259,047,603 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
