Clark D. Smith
Professional summary
Clark David Smith is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in St. Petersburg, Florida.
Clark is registered as a RR (Registered Representative) and started their career in finance in 1994. Clark has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clark David Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2020 - Present
P.J. ROBB VARIABLE, LLC
August 15, 2016 - April 2, 2020
TRUIST ADVISORY SERVICES, INC.
August 28, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 27, 2015 - April 2, 2020
TRUIST INVESTMENT SERVICES, INC.
July 15, 2005 - August 12, 2015
UBS FINANCIAL SERVICES INC.
July 1, 2005 - August 12, 2015
UBS FINANCIAL SERVICES INC.
March 14, 2005 - October 13, 2005
INTL ADVISORY CONSULTANTS INC.
July 22, 2004 - June 28, 2005
STERNE, AGEE & LEACH, INC.
June 1, 2004 - June 28, 2005
STERNE, AGEE & LEACH, INC.
July 1, 2003 - June 8, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - June 8, 2004
WELLS FARGO CLEARING SERVICES, LLC
May 19, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 2, 1994 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/7/2021)
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(4/10/2020)
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Exams
Series 8
Date: 9/15/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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