Jon C. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Covington Porter was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1994. Jon had worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2002 - November 11, 2002
SAXONY SECURITIES, INC.
November 12, 2001 - July 17, 2002
B. RILEY WEALTH MANAGEMENT
April 14, 2000 - November 14, 2001
WELLS FARGO CLEARING SERVICES, LLC
June 9, 1999 - April 13, 2000
J.C. BRADFORD & CO.
November 2, 1994 - June 17, 1999
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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