Bradley J. Risius
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley John Risius, who also goes by Brad John Risius, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1994. Bradley had worked at 4 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2015 - February 26, 2016
PAYCHEX SECURITIES CORPORATION
June 14, 1997 - January 10, 2001
ONE ORCHARD EQUITIES, INC.
November 18, 1994 - March 21, 1995
TEXAS CAPITAL SECURITIES, INC.
October 11, 1994 - October 14, 1994
FOSTER JEFFRIES SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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