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SM

Seth H. Mankin

BAY CREST PARTNERS
New York, NY 10005
Some features on this profile are disabled
CRD#: 2541504
SM

Professional summary

Seth Howard Mankin is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.

Seth is registered as a RR (Registered Representative) and started their career in finance in 1994. Seth has worked at 7 firms and has passed the Series 63, Series 3, SIE, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Seth Howard Mankin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 21, 2023 - Present

BAY CREST PARTNERS, LLC

Office #1: 40 Wall Street 42nd Floor, New York, NY 10005
BD
CRD#: 39944
New York, NY
Past

March 26, 2008 - June 16, 2023

WHITAKER SECURITIES LLC

BD
CRD#: 121465
JUNO BEACH, FL
Past

September 9, 2003 - April 1, 2008

SEABOARD SECURITIES, INC.

BD
CRD#: 755
NEW YORK, NY
Past

August 20, 2002 - July 31, 2003

RONIN CAPITAL, LLC

BD
CRD#: 118428
CHICAGO, IL
Past

March 9, 2000 - February 13, 2001

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

October 7, 1997 - March 18, 1999

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

April 30, 1997 - September 30, 1997

ROSENTHAL GLOBAL SECURITIES LLC

BD
CRD#: 19721
CHICAGO, IL
Past

November 22, 1994 - April 14, 1997

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/21/2023)
RR
New York
(6/21/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 4/5/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 6/10/2023
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 7/8/2023
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BAY CREST PARTNERS, LLC
AFC PARTNERS, LLC | BAY CREST PARTNERS, LLC

CRD#: 39944 / SEC#: , 8-48931

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street 42nd Floor, New York, NY 10005
Mailing Address
40 Wall Street 42nd Floor, New York, NY 10005
Phone number
(212) 480-1400
Established
New York since 12/20/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FREEDOM HOLDING GROUP, LLCSOLE LLC MEMBER
CARBONARA, LISACCO5227955
MULLIGAN, WILLIAM PETER JR.GENERAL SECURITIES PRINCIPAL, LLC MANAGER, CEO1614209
SCHEUERMANN, JOSEPH PHILIPPFO, POO, FINOP3273673
SCHEUERMANN, JOSEPH PHILIPCOO3273673
WEISS, NICHOLAS DANIELROP2856151

Disclosures

Regulatory Event16

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAY CREST PARTNERS, LLC

CRD#: 39944New York, NY 10005

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