David L. Richardson

SEVEN SPRINGS WEALTH GROUP

Brentwood, TN 37027-4536

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CRD#: 2541402

Professional summary

David Lincoln Richardson, CFP®, ChFC®, CLU® is a registered financial advisor currently at SEVEN SPRINGS WEALTH GROUP located in Brentwood, Tennessee.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Tax Planning

Education Planning

Investment Planning

Business Succession Planning

Retirement Planning

Insurance Planning

Comprehensive Financial Planni...

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Independent Insurance Agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lincoln Richardson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

November 4, 2024 - Present

SEVEN SPRINGS WEALTH GROUP

Office #1: 340 Seven Springs Way Suite 710, Brentwood, TN 37027-4536

RIA

CRD#: 127411

Brentwood, TN

Past

April 3, 2012 - August 11, 2021

TRIAD ADVISORS LLC

CRD#: 25803

Brentwood, TN

Past

April 2, 2012 - December 13, 2024

PRUDENT STREET FINANCIAL ADVISORS, LLC

RIA

CRD#: 160436

BRENTWOOD, TN

Past

February 22, 2010 - April 4, 2012

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

NASHVILLE, TN

Past

February 22, 2010 - April 4, 2012

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

NASHVILLE, TN

Past

March 17, 2004 - February 25, 2010

OSAIC FA, INC.

RIA

CRD#: 3978

NASHVILLE, TN

Past

September 29, 1994 - May 25, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 29, 1994 - February 25, 2010

OSAIC FA, INC.

CRD#: 3978

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEVEN SPRINGS WEALTH GROUP

SAILER FINANCIAL, INC. | SEVEN SPRINGS WEALTH GROUP, LLC | SEVEN SPRINGS WEALTH GROUP | SAILER FINANCIAL, LLC

CRD#: 127411 / SEC#: 801-64641

RIA

Registered Investment Advisory firm - (9/2/2005 Approved)

Tennessee

Registered Investment Advisory firm - (12/21/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/28/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SEVEN SPRINGS WEALTH GROUP

SAILER FINANCIAL, INC. | SEVEN SPRINGS WEALTH GROUP, LLC | SEVEN SPRINGS WEALTH GROUP | SAILER FINANCIAL, LLC

CRD#: 127411 / SEC#: 801-64641

RIA

Registered Investment Advisory firm - (9/2/2005 Approved)

Tennessee

Registered Investment Advisory firm - (12/21/2005 Terminated)

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Contact information

Main Address

340 Seven Springs Way Suite 710, Brentwood, TN 37027-4536

Mailing Address

Phone number

(615) 370-1253

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (7/31/2025)

Regulatory assets under management

Total Number of Accounts	1,534
AUM (Assets Under Management)	$ 1,206,364,435

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David L. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lincoln Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

PRUDENT STREET FINANCIAL ADVISORS, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

SEVEN SPRINGS WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/20/1996

Series 6

Date: 9/28/1994

Current Firm

SEVEN SPRINGS WEALTH GROUP

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEVEN SPRINGS WEALTH GROUP

TRUST BUT VERIFY

Contact information

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