Catherine E. Egan
Professional summary
Catherine Elizabeth Egan, CFP®, who also goes by Catherine Elizabeth Kinyon, Cathy Kinyon, Catherine Elizabeth Schuld, is a registered financial professional currently at RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 1994. Catherine has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine Elizabeth Egan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2019 - Present
RIVERSOURCE DISTRIBUTORS, INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402June 11, 2012 - September 5, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
March 17, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
March 17, 2004 - September 5, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
July 1, 2002 - March 5, 2004
THRIVENT INVESTMENT MANAGEMENT INC.
November 22, 1994 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2024)
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(5/23/2024)
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(8/14/2025)
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(5/23/2024)
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(8/14/2025)
(6/3/2024)
(8/14/2025)
(5/23/2024)
(9/5/2019)
(5/23/2024)
(5/23/2024)
(8/14/2025)
(6/3/2024)
(5/23/2024)
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(5/25/2024)
(5/23/2024)
(6/3/2024)
(8/14/2025)
(6/3/2024)
(5/23/2024)
(5/23/2024)
(6/3/2024)
(8/14/2025)
(8/14/2025)
(5/23/2024)
Exams
FINRA
Current Firm
RIVERSOURCE DISTRIBUTORS, INC.
CRD#: 139135 / SEC#: , 8-67196
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC | SHAREHOLDER | |
| ALVERO, GUMER CRUZ | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 1975307 |
| KNEESHAW, JESSICA A | DIRECTOR | 4619188 |
| LASSWELL, MARK THOMAS | CHIEF COMPLIANCE OFFICER | 2092593 |
| MATTOX, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER | 4383501 |
| MINELLA, PAULA J | GENERAL COUNSEL | 7355568 |
| SHERMAN, KARA DALY | DIRECTOR (TEXAS DESIGNATED OFFICER) | 4567825 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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