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Timothy Bryan Dickey

CRD# 2541369·Registered 1994 - 2003
Barred: Timothy Bryan Dickey was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Timothy Bryan Dickey was a registered financial advisor. Timothy was a previously registered financial advisor and started their career in finance 1994 - 2003. Timothy had worked at 2 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

FFP ADVISORY SERVICES INC·CRD# 110778
RIA
Durant, OK
July 25, 1995 - March 11, 2003
FFP SECURITIES, INC.·CRD# 16337
BD
Chesterfield, MO
September 22, 1994 - March 10, 2003

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2001About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Nov 1994About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1994About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 1996About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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