Timothy R. Hutchinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Ross Hutchinson was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1967. Timothy had worked at 9 firms and has passed the Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 1999 - January 15, 2003
AK CAPITAL LLC
November 27, 1990 - May 15, 1998
BARCLAY INVESTMENTS LLC
September 25, 1989 - July 18, 1990
DOMINICK & DICKERMAN LLC
April 13, 1988 - September 28, 1989
OPPENHEIMER & CO. INC.
July 29, 1985 - April 13, 1988
FAHNESTOCK INTERNATIONAL INC.
March 11, 1980 - March 20, 1987
DAYTON, KAHN, HEPPE, HANCOCK & CO.
July 28, 1976 - December 31, 1979
TUCKER ANTHONY INCORPORATED
November 5, 1971 - September 30, 1976
BOENNING & SCATTERGOOD, INC.
April 21, 1967 - February 28, 1972
ELKINS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/6/1960
Registered Representative ExaminationF04
Date: 1/28/1980
Financial Principal ExaminationSeries 40
Date: 4/10/1967
Registered Principal ExaminationCurrent Firm
AK CAPITAL LLC
CRD#: 28345 / SEC#: , 8-43682
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
