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PK

Paul B. Knese

VESTECH SECURITIES
St. Louis, MO 63141
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CRD#: 2541241
PK

Professional summary


Paul Bernard Knese is a registered financial professional currently at VESTECH SECURITIES, INC. located in St. Louis, Missouri.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Paul Bernard Knese's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 12, 2016 - Present

VESTECH SECURITIES, INC.

Office #1: 11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141Office #2: 11477 Olde Cabin Road Suite 310, St. Louis, MO 63141
BD
CRD#: 41409
St. Louis, MO
Past

May 22, 2013 - August 9, 2016

OAKBRIDGE FINANCIAL SERVICES

BD
CRD#: 16323
ST. LOUIS, MO
Past

January 24, 2001 - May 13, 2013

INTEGRATED TRADING AND INVESTMENTS, INC.

BD
CRD#: 47730
ST. LOUIS, MO
Past

November 3, 1999 - January 25, 2001

CARDINAL INVESTMENTS, INC.

BD
CRD#: 36838
COLUMBIA, IL
Past

June 23, 1999 - October 7, 1999

A. CH. SECURITIES, INC.

BD
CRD#: 44630
DAYTON, OH
Past

November 6, 1997 - June 25, 1999

CARDINAL INVESTMENTS, INC.

BD
CRD#: 36838
COLUMBIA, IL
Past

October 1, 1997 - November 4, 1997

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
PHOENIX, AZ
Past

February 3, 1997 - October 1, 1997

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962
NEW YORK, NY
Past

September 21, 1994 - February 25, 1997

AMERICAN GENERAL EQUITY SERVICES CORPORATION

BD
CRD#: 5435
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(4/7/2022)
RR
Georgia
(4/7/2021)
RR
Illinois
(9/12/2016)
RR
Missouri
(9/12/2016)
RR
Nevada
(2/10/2020)
RR
Ohio
(9/13/2016)
RR
Oregon
(3/1/2024)
RR
Texas
(9/12/2016)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/15/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/31/1998
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


VS
VESTECH SECURITIES, INC.
ENHANCED PREMIUM PARTNERS III, LLC | VESTECH SECURITIES, INC. | VESTECH SECURITIES, INC | REAL PREMIUM PARTNERS, V | REAL PREMIUM PARTNERS, LLC IV | REAL PREMIUM PARTNERS, LLC | REAL PREMIUM APPRECIATION | ENHANCED PREMIUM PARTNERS, LLC

CRD#: 41409 / SEC#: , 8-49409

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141
Mailing Address
11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141
Phone number
(314) 828-2111
Established
Kansas since 03/13/1996
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
HUANG, JOHN CHUNENPRESIDENT2659909
KNESE, PAUL BERNARDAML OFFICER AND DSO2541241
RAMIREZ, MARCO ANTONIOCCO4702164

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VESTECH SECURITIES, INC.

CRD#: 41409St. Louis, MO 63141

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