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US

Usman H. Sheikh

Some features on this profile are disabled
CRD#: 2541186
US

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Usman Haider Sheikh, who also goes by Usman Haider, Shaikh Haider Usman, was a registered financial professional .

Usman is a previously registered financial professional and started their career in finance in 1995. Usman had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Usman Haider | Shaikh Haider Usman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 4, 2013 - December 24, 2014

AURORA CAPITAL LLC

BD
CRD#: 37924
BRIDGEHAMPTON,, NY
Past

March 15, 2005 - October 12, 2005

AURA ASSET MANAGEMENT, INC.

RIA
CRD#: 129402
BIRMINGHAM, AL
Past

March 15, 2005 - April 1, 2008

AURA FINANCIAL SERVICES, INC.

BD
CRD#: 42822
BIRMINGHAM, AL
Past

October 20, 2004 - March 10, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
PHILADELPHIA, PA
Past

October 20, 2004 - March 10, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

June 11, 2004 - October 20, 2004

QUICK & REILLY, INC.

RIA
CRD#: 11217
PHILADELPHIA, PA
Past

September 10, 2003 - October 20, 2004

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

September 18, 2002 - April 29, 2003

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
CHARLOTTE, NC
Past

July 23, 2001 - September 19, 2002

AURA FINANCIAL SERVICES, INC.

BD
CRD#: 42822
BIRMINGHAM, AL
Past

March 13, 2001 - July 26, 2001

ADAMSON BROTHERS INC.

BD
CRD#: 46684
ROCHELLE PARK, NJ
Past

July 19, 1999 - April 11, 2001

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
PHILADELPHIA, PA
Past

January 23, 1995 - July 29, 1999

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/5/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/10/2004
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/24/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 2/14/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 6/1/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 1/20/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/27/2001
General Securities Principal Examination

Current Firm

AC
AURORA CAPITAL LLC
AURORA CAPITAL CORP. | AURORA CAPITAL LLC

CRD#: 37924 / SEC#: , 8-48069

BD
Terminated by SEC on 07/04/2021
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 09/15/1998
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
AURORA CAPITAL CORP.MANAGING MEMBER
JAVITS, ERIC MINDIVIDUAL OWNER6721703
T MORGEN CAPITAL LLCMEMBER
MARGOLIS, JEFF ELIOTPRES OF AURORA CAPITAL CORP., MANAGING MEMBER, PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, CFO, CHIEF ADMIN, EXEC REP TO FINRA1131553

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AURORA CAPITAL LLC

CRD#: 37924

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