Charles H. Bilsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Harry Bilsky was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1994. Charles had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 30, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2012 - May 2, 2012
BROOKSTONE SECURITIES, INC.
February 11, 2009 - January 13, 2010
TRADESTATION SECURITIES, INC.
March 30, 2000 - January 22, 2009
SCOTTRADE, INC.
July 5, 1995 - April 3, 2000
TD AMERITRADE, INC.
December 12, 1994 - January 4, 1995
AMERIPRISE ADVISOR SERVICES, INC.
September 28, 1994 - November 28, 1994
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/1/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BROOKSTONE SECURITIES, INC.
CRD#: 13366 / SEC#: 801-67061, 8-29116
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT, LLC. | PARENT COMPANY | |
| LOCY, DAVID WILLIAM | DIRECT OWNER/FINOP CHIEF COMPLIANCE OFFICER | 4682865 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
