Manuel A. Larenas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manuel Andres Larenas, who also goes by Michael Larenas, was a registered financial professional .
Manuel is a previously registered financial professional and started their career in finance in 1995. Manuel had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2003 - December 19, 2003
CONTINENTAL BROKER-DEALER CORP.
February 11, 2003 - May 19, 2003
GUNNALLEN FINANCIAL, INC
May 29, 2001 - February 20, 2003
FIRST MONTAUK SECURITIES CORP.
May 23, 2000 - June 19, 2001
J.P. TURNER & COMPANY, L.L.C.
October 26, 1999 - May 10, 2000
INSTITUTIONAL EQUITY CORPORATION
October 14, 1998 - October 19, 1999
CONTINENTAL BROKER-DEALER CORP.
September 17, 1997 - October 28, 1998
ITRADEDIRECT.COM CORP
December 7, 1995 - June 19, 1997
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONTINENTAL BROKER-DEALER CORP.
CRD#: 14048 / SEC#: , 8-43159
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
