Robert L. Bernstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Bernstein was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2012 - December 20, 2019
WINDHAM CAPITAL MANAGEMENT, LLC
August 14, 2009 - November 22, 2011
FUNDS DISTRIBUTOR, LLC
October 23, 2007 - January 26, 2009
AG BD LLC
May 31, 2002 - November 17, 2005
REFCO SECURITIES, LLC
April 24, 2000 - November 30, 2001
FORESIDE FUNDS DISTRIBUTORS LLC
February 18, 1997 - April 7, 2000
GE INVESTMENT DISTRIBUTORS, INC
September 22, 1994 - July 18, 1996
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WINDHAM CAPITAL MANAGEMENT, LLC
CRD#: 110539 / SEC#: 801-45014
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 192,054,346 |
Red Flags
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