Brent A. Atwood
Professional summary
Brent Allen Atwood was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brent is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Brent had worked at 4 firms, which includes HAGAR FINANCIAL CORP., MARION BASS SECURITIES CORPORATION, SANFORD ROBERTS INC., JOSEPH CHARLES & ASSOC. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2000 - May 21, 2001
HAGAR FINANCIAL CORP.
February 9, 2000 - August 31, 2000
MARION BASS SECURITIES CORPORATION
September 25, 1996 - August 14, 1998
SANFORD ROBERTS, INC.
January 17, 1996 - September 16, 1996
JOSEPH CHARLES & ASSOC., INC.
State Registrations and Notice Filings
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Exams
Current Firm
HAGAR FINANCIAL CORP.
CRD#: 42301 / SEC#: , 8-49790
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAGAR DIVERSIFIED HOLDINGS, INC. | OWNER | |
| HAGAR, THOMAS ANDREW | PRESIDENT/MUNI PRINCIPAL | 2135235 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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