Anna M. Miller

CERTIFIED PLANNERS

San Ramon, CA 94583

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CRD#: 2540947

Professional summary

Anna Mari Miller, who also goes by A. Mari Miller, Anna Marie Miller, is a registered financial advisor currently at CERTIFIED PLANNERS, INC. located in San Ramon, California.

Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Anna has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

A. Mari Miller | Anna Marie Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Starting in May of 2014, Mari became individually licensed as an insurance agent. She operates out of her investment advisory office in San Ramon, CA. She is currently only performing insurance sales in conjunction with investment advisory services provided to clients of Certified Planners, Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Mari Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 1997 - Present

CERTIFIED PLANNERS, INC.

Office #1: 2333 San Ramon Valley Blvd. Ste 185, San Ramon, CA 94583

RIA

CRD#: 105364

San Ramon, CA

Past

March 11, 1997 - October 31, 2006

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

SAN RAMON, CA

Past

November 22, 1994 - March 12, 1997

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERTIFIED PLANNERS, INC.

CERTIFIED PLANNERS INC | CERTIFIED PLANNERS, INC.

CRD#: 105364 / SEC#: 801-34450

RIA

Registered Investment Advisory firm - (5/18/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/8/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/21/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/26/1997

General Securities Principal Examination

Current Firm

CERTIFIED PLANNERS, INC.

CERTIFIED PLANNERS INC | CERTIFIED PLANNERS, INC.

CRD#: 105364 / SEC#: 801-34450

RIA

Registered Investment Advisory firm - (5/18/1989 Approved)

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Contact information

Main Address

2333 San Ramon Valley Blvd. Ste 185, San Ramon, CA 94583

Mailing Address

Phone number

(925) 553-7200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CPI ADV PART 2A & 2B (3/21/2025)

Regulatory assets under management

Total Number of Accounts	551
AUM (Assets Under Management)	$ 173,519,250

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Anna M. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Mari Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROTECTED INVESTORS OF AMERICA

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

CERTIFIED PLANNERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/1999

Series 63

Date: 12/12/1994

Series 7

Date: 11/21/1994

Series 24

Date: 2/26/1997

Current Firm

CERTIFIED PLANNERS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CERTIFIED PLANNERS, INC.

TRUST BUT VERIFY

Contact information

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