Anna M. Miller
Professional summary
Anna Mari Miller, who also goes by A. Mari Miller, Anna Marie Miller, is a registered financial advisor currently at CERTIFIED PLANNERS, INC. located in San Ramon, California.
Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Anna has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anna Mari Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 1997 - Present
CERTIFIED PLANNERS, INC.
Office #1: 2333 San Ramon Valley Blvd. Ste 185, San Ramon, CA 94583March 11, 1997 - October 31, 2006
PROTECTED INVESTORS OF AMERICA
November 22, 1994 - March 12, 1997
SECURITIES AMERICA, INC.
Primary Firm SEC Registration
CERTIFIED PLANNERS, INC.
CRD#: 105364 / SEC#: 801-34450
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/8/1997)
Exams
Current Firm
CERTIFIED PLANNERS, INC.
CRD#: 105364 / SEC#: 801-34450
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 536 |
| AUM (Assets Under Management) | $ 196,622,285 |
Red Flags
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