John K. Ritter
RITTER DANIHER FINANCIAL ADVISORY LLC
Cincinnati, OH 45255
Some features on this profile are disabled
CRD#: 2540787
Professional summary
John Kenneth Ritter, CFP® is a registered financial advisor currently at RITTER DANIHER FINANCIAL ADVISORY LLC located in Cincinnati, Ohio.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Biography
John Ritter has been a NAPFA Registered Financial Advisor since 2003, and has actively tried to give back to this great organization. Speaking at industry conferences has been one way to share knowledge with peers, and to learn from them at the same time. A sampling of conferences and events where John has spoken are: * Cincinnati Enquirer Financial Independence Day in 2001 and 2002 * NAPFA Midwest Regional Basic Training Conference in 2003 * NAPFA National Basic Training Conference in 2004, 2005 and 2006 * TD Ameritrade National Conference in 2006, 2007 and 2009 * NAPFA National Conference in 2006 and 2007 In addition to these opportunities, John was one of the co-chairs of the 2008 NAPFA National Conference held in Long Beach, CA. He also was a member of the TD Ameritrade National Advisory Panel in 2005 and 2006. Finally, John was named in 2008 as one of the Top 250 Wealth Advisors in the country by Worth Magazine.
Question & Answer
What are your service offerings?
Business Succession Planning
Education Planning
Budgeting
Divorce Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Divorce Planning
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Women's Financial Planning Iss...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Kenneth Ritter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
June 22, 2022 - Present
RITTER DANIHER FINANCIAL ADVISORY LLC
Office #1: 7661 Beechmont Avenue Suite 200, Cincinnati, OH 45255RIA
CRD#: 321827
Cincinnati, OH
Past
January 13, 2009 - June 29, 2022
RITTER DANIHER FINANCIAL ADVISORY LLC
RIA
CRD#: 119901
CINCINNATI, OH
Past
April 1, 2003 - December 31, 2008
RITTER DANIHER FINANCIAL ADVISORY LLC
RIA
CRD#: 119901
CINCINNATI, OH
Past
July 21, 1999 - November 21, 2002
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
January 3, 1995 - July 21, 1999
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RITTER DANIHER FINANCIAL ADVISORY LLC
HICKORY ASSET MANAGEMENT | RITTER DANIHER FINANCIAL ADVISORY LLC
CRD#: 321827 / SEC#: 801-125847
RIA
Registered Investment Advisory firm - (6/13/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(6/22/2022)
IAR
Texas(6/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
RITTER DANIHER FINANCIAL ADVISORY LLC
HICKORY ASSET MANAGEMENT | RITTER DANIHER FINANCIAL ADVISORY LLC
CRD#: 321827 / SEC#: 801-125847
RIA
Registered Investment Advisory firm - (6/13/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7661 Beechmont Avenue Suite 200, Cincinnati, OH 45255
Mailing Address
Phone number
(513) 233-0715
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,318 |
| AUM (Assets Under Management) | $ 605,911,373 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RITTER DANIHER FINANCIAL ADVISORY LLC
CRD#: 321827Cincinnati, OH 45255TRUST BUT VERIFY
Monitor John Ritter
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
