Ali Aboukinane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ali Aboukinane was a registered financial professional .
Ali is a previously registered financial professional and started their career in finance in 1994. Ali had worked at 15 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2016 - November 7, 2016
ORION TRADING, LLC
February 21, 2014 - March 4, 2015
BRIGHT TRADING, LLC
March 3, 2010 - March 6, 2012
ORION TRADING, LLC
May 31, 2005 - December 19, 2008
TRADEDESK FINANCIAL CORP.
October 16, 2003 - November 28, 2005
WHITE PACIFIC SECURITIES, INC.
July 22, 2003 - September 24, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
September 18, 2002 - September 29, 2003
WHITE PACIFIC SECURITIES, INC.
May 22, 2002 - January 9, 2003
POINT DIREX SECURITIES, LLC
April 5, 2001 - May 21, 2002
MB TRADING
March 3, 2000 - April 5, 2001
TERRA NOVA FINANCIAL, LLC
April 26, 1999 - February 18, 2000
MYDISCOUNTBROKER.COM
January 11, 1999 - March 31, 1999
RH INVESTMENT CORPORATION
October 8, 1997 - June 30, 1998
HUNTER WORLD MARKETS, INC.
February 5, 1997 - April 11, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
October 7, 1996 - January 30, 1997
H.J. MEYERS & CO., INC.
August 22, 1995 - October 10, 1996
NATIONAL CLEARING CORP.
November 2, 1994 - January 19, 1995
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/30/2001
Limited Representative-Equity Trader ExamCurrent Firm
ORION TRADING, LLC
CRD#: 43932 / SEC#: , 8-50484
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
