William C. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Collins Green was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2017 - January 2, 2023
17 PEMBROKE ADVISORS
April 6, 2011 - October 6, 2011
PIERPONT CAPITAL ADVISORS LLC
July 24, 2008 - June 19, 2009
STARWOOD CAPITAL, L.L.C.
July 1, 2003 - December 12, 2007
WELLS FARGO SECURITIES, LLC
April 24, 2000 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
September 19, 1994 - April 14, 2000
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
17 PEMBROKE ADVISORS
CRD#: 288498 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 27,813,411 |
Red Flags
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