James S. Lee

JFS WEALTH ADVISORS

PITTSBURGH, PA 15222

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CRD#: 2540585

Professional summary

James Stephen Lee is a registered financial advisor currently at JFS WEALTH ADVISORS, LLC located in Pittsburgh, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. James has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2 HRS/MONTH NOT DURING TRADING HOURS, DUTIES OR PAYING BILLS, MAINTAIN BOOKS. PARTNER IN LEE-MORTENS PARTNERSHIP, OWNS RENTED PROPERTY IN GULF SHORES, AL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Stephen Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2013 - Present

JFS WEALTH ADVISORS, LLC

Office #1: Six Ppg Place Suite 1250, Pittsburgh, PA 15222

RIA

CRD#: 145051

PITTSBURGH, PA

Past

April 29, 1996 - January 14, 2013

H.L. ZEVE ASSOCIATES, INC.

RIA

CRD#: 17427

PITTSBURGH, PA

Past

October 6, 1994 - August 19, 2002

H.L. ZEVE ASSOCIATES, INC.

CRD#: 17427

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JFS WEALTH ADVISORS, LLC

H.L. ZEVE ASSOCIATES A DIVISION OF JFS WEALTH ADVISORS | JFS WEALTH ADVISORS, LLC

CRD#: 145051 / SEC#: 801-68333

RIA

Registered Investment Advisory firm - (10/2/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/14/2013)

IAR

Texas
(1/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/5/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/1996

General Securities Principal Examination

Current Firm

JFS WEALTH ADVISORS, LLC

H.L. ZEVE ASSOCIATES A DIVISION OF JFS WEALTH ADVISORS | JFS WEALTH ADVISORS, LLC

CRD#: 145051 / SEC#: 801-68333

RIA

Registered Investment Advisory firm - (10/2/2007 Approved)

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Contact information

Main Address

1479 N. Hermitage Rd., Hermitage, PA 16148

Mailing Address

Phone number

(724) 962-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

08-01-2025 FORM ADV PART 2A (8/5/2025)

Regulatory assets under management

Total Number of Accounts	6,297
AUM (Assets Under Management)	$ 4,005,129,294

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/19/2025	Cover Page	Report
10/15/2024	Cover Page	Report
01/05/2024	Cover Page	Report
10/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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James S. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Stephen Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

H.L. ZEVE ASSOCIATES, INC.

H.L. ZEVE ASSOCIATES, INC.

Primary Firm SEC Registration

JFS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/1995

Series 63

Date: 9/30/1994

Series 7

Date: 10/5/1994

Series 24

Date: 5/24/1996

Current Firm

JFS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

JFS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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