William C. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Charles Davis, who also goes by Bill Davis, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1995. William had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2008 - December 31, 2011
INVESTMENT ADVISORS INTERNATIONAL, INC.
August 16, 2007 - August 15, 2011
WORLD GROUP SECURITIES, INC.
July 25, 2000 - July 31, 2007
WORLD EQUITY GROUP, INC.
May 8, 1995 - May 31, 1995
PFS INVESTMENTS INC.
May 8, 1995 - August 2, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT ADVISORS INTERNATIONAL, INC.
CRD#: 139233 / SEC#: 801-66681
Contact information
Red Flags
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