Steven C. Tai

SCT WEALTH MANAGEMENT

Scottsdale, AZ

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CRD#: 2540569

Professional summary

Steven C Tai is a registered financial advisor currently at SCT WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Steven has worked at 3 firms and has passed the Series 65 and Series 16 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven C Tai's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2017 - Present

SCT WEALTH MANAGEMENT, LLC

RIA

CRD#: 290482

Scottsdale, AZ

Past

October 29, 2013 - January 22, 2018

LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167834

SCOTTSDALE, AZ

Past

September 30, 1994 - April 24, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/26/2017)

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Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 16

Date: 9/28/1994

NYSE Supervisory Analyst Examination

Current Firm

SCT WEALTH MANAGEMENT, LLC

CRD#: 290482 / SEC#:

Arizona

Registered Investment Advisory firm - (10/26/2017 Approved)

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

Phone number

(623) 777-3585

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 10,675,357

Red Flags

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Steven C. Tai

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven C Tai's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCT WEALTH MANAGEMENT, LLC

LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2013

Series 16

Date: 9/28/1994

Current Firm

SCT WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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