John R. Macdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ranald Macdonald, who also goes by J. Randy Macdonald, Randy Macdonald, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 12 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2008 - February 24, 2012
MF GLOBAL INC.
October 9, 2006 - June 11, 2007
TD AMERITRADE CLEARING, INC.
October 3, 2006 - June 11, 2007
NATIONAL INVESTOR SERVICES CORP.
April 22, 2006 - June 11, 2007
TD AMERITRADE, INC.
September 5, 2002 - November 8, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
September 5, 2002 - August 18, 2003
ICAPITAL MARKETS LLC
September 5, 2002 - June 22, 2004
ICLEARING LLC
June 14, 2000 - January 2, 2003
AMERITRADE INSTITUTIONAL SERVICES, INC.
June 13, 2000 - November 11, 2002
ACCUTRADE INC.
June 13, 2000 - April 22, 2006
TD AMERITRADE CLEARING, INC.
May 12, 2000 - January 14, 2003
J.P. SECURITIES, INC.
December 1, 1999 - March 3, 2000
VIRTU ALTERNET SECURITIES LLC
February 22, 1996 - March 21, 2000
VIRTU ITG LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MF GLOBAL INC.
CRD#: 6731 / SEC#: , 8-18104
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MF GLOBAL HOLDING USA INC | SHAREHOLDER | |
| ABELOW, BRADLEY IRA | DIRECTOR AND EVP | 1983124 |
| CORZINE, JON STEVENS | PRESIDENT AND CEO | 811812 |
| FERBER, LAURIE RUTH | DIRECTOR | 1687254 |
| FORLENZA, PETER CHARLES | SENIOR VICE PRESIDENT | 2366985 |
| LOWERY-WHILLE, TRACY ANN | CHIEF COMPLIANCE OFFICER AND SVP | 2872693 |
| MACDONALD, JOHN RANALD | DIRECTOR AND EVP | 2540475 |
| SERWINSKI, CHRISTINE ANN | CFO & FINOP & SVP | 4169392 |
Disclosures
| Regulatory Event | 37 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
