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JM

John Ranald Macdonald

CRD# 2540475·Registered 1996 - 2012
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Ranald Macdonald, who also goes by J. Randy Macdonald, Randy Macdonald, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1996 - 2012. John had worked at 12 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J. Randy Macdonald, Randy Macdonald

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

MF GLOBAL INC.·CRD# 6731
BD
New York, NY
July 28, 2008 - February 24, 2012
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Omaha, NE
October 9, 2006 - June 11, 2007
NATIONAL INVESTOR SERVICES CORP.·CRD# 39410
BD
Bellevue, NE
October 3, 2006 - June 11, 2007
TD AMERITRADE, INC.·CRD# 7870
BD
Jersey City, NJ
April 22, 2006 - June 11, 2007
DATEK ONLINE FINANCIAL SERVICES LLC·CRD# 36807
BD
Jersey City, NJ
September 5, 2002 - November 8, 2002
ICAPITAL MARKETS LLC·CRD# 5209
BD
Omaha, NE
September 5, 2002 - August 18, 2003
ICLEARING LLC·CRD# 43200
BD
Omaha, NE
September 5, 2002 - June 22, 2004
AMERITRADE INSTITUTIONAL SERVICES, INC.·CRD# 22578
BD
Omaha, NE
June 14, 2000 - January 2, 2003
ACCUTRADE INC.·CRD# 13564
BD
Bellevue, NE
June 13, 2000 - November 11, 2002
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Omaha, NE
June 13, 2000 - April 22, 2006
J.P. SECURITIES, INC.·CRD# 36559
BD
Bellevue, NE
May 12, 2000 - January 14, 2003
VIRTU ALTERNET SECURITIES LLC·CRD# 47867
BD
New York, NY
December 1, 1999 - March 3, 2000
VIRTU ITG LLC·CRD# 29299
BD
New York, NY
February 22, 1996 - March 21, 2000

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Current Firm

MG
MF GLOBAL INC.

E. D. & F. MAN INTERNATIONAL INC | MF GLOBAL SECURITIES INC. | MF GLOBAL INC. | MAN SECURITIES INC | MAN FINANCIAL INC | HEINOLD SECURITIES, INC. | GELDERMANN SECURITIES, INC. | E. D. & F. MAN INTERNATIONAL INC.

CRD#: 6731 / SEC#: 8-18104
BD
Cancelled by SEC on 12/07/2016

Contact Information

Established

Delaware since 06/04/2001

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
MF GLOBAL HOLDING USA INCSHAREHOLDER—
ABELOW, BRADLEY IRADIRECTOR AND EVP1983124
CORZINE, JON STEVENSPRESIDENT AND CEO811812
FERBER, LAURIE RUTHDIRECTOR1687254
FORLENZA, PETER CHARLESSENIOR VICE PRESIDENT2366985
LOWERY-WHILLE, TRACY ANNCHIEF COMPLIANCE OFFICER AND SVP2872693
MACDONALD, JOHN RANALDDIRECTOR AND EVP2540475
SERWINSKI, CHRISTINE ANNCFO & FINOP & SVP4169392

Disclosures

Regulatory Event

37

Civil Event

1

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Feb 1996About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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