Gregory J. Dienna

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CRD#: 2540470

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Joseph Dienna was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1994. Gregory had worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 19, 2012 - November 14, 2018

MANCHESTER CAPITAL MANAGEMENT LLC

RIA

CRD#: 110003

MANCHESTER, VT

Past

May 6, 2008 - June 6, 2012

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

OAKS, PA

Past

February 28, 2008 - April 21, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

PHILADELPHIA, PA

Past

March 15, 2007 - March 3, 2008

UST SECURITIES CORP.

CRD#: 13906

STAMFORD, CT

Past

March 11, 2005 - October 17, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 8, 2002 - March 17, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHILADELPHIA, PA

Past

November 4, 2002 - March 17, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 1, 2001 - September 12, 2002

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

November 15, 1994 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MANCHESTER CAPITAL MANAGEMENT LLC

CRD#: 110003 / SEC#: 801-43586

RIA

Registered Investment Advisory firm - (4/7/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/15/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/5/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/14/1994

General Securities Representative Examination

Current Firm

MANCHESTER CAPITAL MANAGEMENT LLC

CRD#: 110003 / SEC#: 801-43586

RIA

Registered Investment Advisory firm - (4/7/1993 Approved)

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Contact information

Main Address

3657 Main Street, Manchester, VT 05254

Mailing Address

Po Box 416, Manchester, VT 05254

Phone number

(802) 362-4410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/13/2025)

Regulatory assets under management

Total Number of Accounts	1,664
AUM (Assets Under Management)	$ 3,535,130,537

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/26/2025	Cover Page	Report
08/20/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory J. Dienna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SEI INVESTMENTS MANAGEMENT CORP

BANC OF AMERICA INVESTMENT SERVICES, INC.

UST SECURITIES CORP.

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES INC.

JPMSI

Primary Firm SEC Registration

MANCHESTER CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/15/2003

Series 63

Date: 12/5/1994

Series 7

Date: 11/14/1994

Current Firm

MANCHESTER CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MANCHESTER CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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