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Victor Radeff

CRD# 2540463·Registered 1995 - 2014
Previously Registered: Being a previously registered professional could mean that Victor is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Victor Radeff, who also goes by VIctor S Radeff, Victor Steven Radeff, was a registered financial advisor. Victor was a previously registered financial professional and started their career in finance 1995 - 2014. Victor had worked at 7 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Victor S Radeff, Victor Steven Radeff

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

OLIVETREE FINANCIAL, LLC·CRD# 154026
BD
New York, NY
February 1, 2013 - May 7, 2014
RENCAP SECURITIES, INC.·CRD# 37821
BD
New York, NY
February 22, 2012 - January 2, 2013
WJB CAPITAL GROUP, INC.·CRD# 37334
BD
San Francisco, CA
February 23, 2009 - January 6, 2012
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
San Francisco, CA
May 7, 2007 - December 31, 2008
COMMERZ MARKETS LLC·CRD# 41957
BD
New York, NY
March 3, 2005 - June 5, 2006
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
May 1, 2001 - October 27, 2004
JPMSI·CRD# 15733
BD
New York, NY
July 12, 1995 - May 1, 2001

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Current Firm

OF
OLIVETREE FINANCIAL, LLC

OLIVETREE FINANCIAL, LLC | OLIVETREE USA, LLC

CRD#: 154026 / SEC#: 8-68603
BD
Terminated by SEC on 02/21/2022

Contact Information

Established

Delaware since 12/15/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
OLIVETREE GROUP LIMITEDSHAREHOLDER/ MEMBER—
KUTNER, DARYN MICHAELCEO & CCO5279440
KUTNER, DARYN MICHAELEXECUTIVE CHAIRMAN AND FOUNDER5279440

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2007About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Jun 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1998About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Apr 1998

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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