Steve J. Persons

CBS FUNDING

Broadview Heights, OH 44147-3296

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CRD#: 2540455

Professional summary

Steve James Persons is a registered financial advisor currently at CBS FUNDING, INC. located in Broadview Heights, Ohio.

Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Steve has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE AGENT; INV REL; BROADVIEW HGTS, OH; SELLING LIFE, DISABILITY AND ANNUITIES-1099 INCOME, 1 HR/MONTH. 2) CREATIVE BENEFIT STRATEGIES, INC.; NOT INV REL; BROADVIEW HEIGHTS, OH; ACTUARIAL, ADMINSTRATION, CONSULTING-QUALIFIED RET PLANS; 1995; 80% OF TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve James Persons's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2011 - Present

CBS FUNDING, INC.

Office #1: 10155 Broadview Road Suite 6, Broadview Heights, OH 44147-3296

RIA

CRD#: 158408

Broadview Heights, OH

Past

February 16, 2005 - December 31, 2011

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

BROADVIEW HEIGTHS, OH

Past

January 21, 2003 - September 2, 2011

BEACON CAPITAL MANAGEMENT, INC.

RIA

CRD#: 120641

BRECKSVILLE, OH

Past

October 9, 2002 - February 3, 2005

THE TAVENNER COMPANY

CRD#: 18004

SPRINGFIELD, OH

Past

January 8, 2002 - August 28, 2003

SIGNATURE INVESTMENTS, INC.

RIA

CRD#: 113443

BRECKSVILLE, OH

Past

August 11, 1997 - July 9, 2002

SICOR SECURITIES INC

CRD#: 16195

DAYTON, OH

Past

October 1, 1996 - July 29, 1997

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

September 26, 1994 - June 13, 1996

ROYAL MACCABEES SECURITIES COMPANY

CRD#: 6704

SOUTHFIELD, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(4/18/2017)

IAR

Ohio
(9/8/2011)

IAR

Texas
(1/19/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/28/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/24/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/1998

General Securities Principal Examination

Current Firm

CBS FUNDING, INC.

CRD#: 158408 / SEC#:

Michigan

Registered Investment Advisory firm - (9/12/2011 Approved)

Ohio

Registered Investment Advisory firm - (9/7/2011 Approved)

Texas

Registered Investment Advisory firm - (1/19/2012 Conditional Restricted)

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Contact information

Main Address

10155 Broadview Road Suite 6, Broadview Heights, OH 44147-3296

Mailing Address

Phone number

(440) 717-1604

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 65,071,694

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steve J. Persons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve James Persons's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

BEACON CAPITAL MANAGEMENT, INC.

THE TAVENNER COMPANY

SIGNATURE INVESTMENTS, INC.

SICOR SECURITIES INC

MARINER FINANCIAL SERVICES, INC.

ROYAL MACCABEES SECURITIES COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/1995

Series 63

Date: 9/24/1994

Series 7

Date: 4/28/1998

Series 6

Date: 9/24/1994

Series 24

Date: 11/18/1998

Current Firm

CBS FUNDING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CBS FUNDING, INC.

TRUST BUT VERIFY

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