Scott L. Fargo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Lewis Fargo was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1994. Scott had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2004 - February 28, 2025
BENEFIT FINANCE SECURITIES, LLC
March 18, 2004 - April 12, 2004
BFP SECURITIES, LLC
May 5, 1995 - November 4, 1996
WESTPORT FINANCIAL SERVICES, L.L.C.
September 26, 1994 - May 5, 1995
WESTPORT FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BENEFIT FINANCE SECURITIES, LLC
CRD#: 45113 / SEC#: , 8-50982
Contact information
FINRA licenses (35 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCORP SERVICES, LLC | DIRECT OWNER | |
| DOHERTY, ERIN E | CCO | 4576409 |
Red Flags
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