Thomas D. Mccarthy
Professional summary
Thomas Donovan Mccarthy is a registered financial professional currently at HEITMAN SECURITIES LLC located in Chicago, Illinois.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1995. Thomas has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Donovan Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 1995 - Present
HEITMAN SECURITIES LLC
Office #1: 191 N. Wacker Drive Suite 2500, Chicago, IL 60606State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HEITMAN SECURITIES LLC
CRD#: 13620 / SEC#: , 8-29393
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HEITMAN FINANCIAL SERVICES LLC | SOLE MEMBER | |
| ANGELOS, VASELEKE VICKY | EXECUTIVE VICE PRESIDENT | 4335346 |
| BARSKY, SCOTT | SENIOR VICE PRESIDENT | 8042206 |
| D'AGOSTINO, JOHN MICHAEL | SENIOR VICE PRESIDENT | 3104389 |
| HANSON, GABRIELLE PORTER | SENIOR VICE PRESIDENT | 7050637 |
| INGALL, LEWIS STEVEN | SENIOR MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | 4340352 |
| MANCUSO, JOHN ARTHUR | MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT | 6534363 |
| MCCARTHY, THOMAS DONOVAN | SENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | 2540415 |
| NICCHIA, LISA MARIE | SENIOR VICE PRESIDENT | 6747303 |
| POLITO, CHRISTINA ANN MISS | EXECUTIVE VICE PRESIDENT | 5418579 |
| RIEGER, EDWARD FRANCIS | SENIOR VICE PRESIDENT | 4361855 |
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