Poul Erik Olsen
Professional summary
Poul Erik Olsen, CPWA®, who also goes by Poul Erik Olsen, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in San Francisco, California and CNR SECURITIES, LLC located in San Francisco, California.
Poul Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Poul Erik has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Poul Erik Olsen's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021-09-21
Expire date: 2023-08-31
Experience
August 12, 2003 - Present
CITY NATIONAL ROCHDALE
Office #1: 455 Market Street Suite 1250, San Francisco, CA 94105August 13, 2003 - Present
CNR SECURITIES, LLC
Office #1: 455 Market Street 20th Floor, San Francisco, CA 94105January 7, 2002 - August 26, 2002
ELECTRONIC GLOBAL SECURITIES, INC.
October 1, 1997 - May 22, 2000
BANC OF AMERICA SECURITIES LLC
March 11, 1997 - October 1, 1997
MONTGOMERY SECURITIES
November 29, 1994 - February 28, 1997
ROBERTSON, STEPHENS & COMPANY LLC
Primary Firm SEC Registration
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2014)
(8/12/2003)
(8/13/2003)
(8/5/2014)
(4/20/2021)
(4/23/2014)
(1/10/2014)
(12/18/2018)
(1/10/2014)
(6/27/2019)
(1/10/2014)
(1/10/2014)
(1/10/2014)
(1/21/2016)
(1/10/2014)
(4/9/2020)
(1/10/2014)
(1/10/2014)
(11/6/2017)
(1/10/2014)
(8/28/2020)
(1/30/2014)
(1/10/2014)
(11/6/2017)
(7/27/2022)
(1/2/2009)
(1/10/2014)
(8/15/2022)
(8/15/2022)
(1/10/2014)
(7/13/2015)
Exams
FINRA
Current Firm
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
