Gregory R. Peck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory R Peck, who also goes by Greg R Peck, Greg Russell Peck, Gregory Russell Peck, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1994. Gregory had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2023 - December 8, 2023
T3 TRADING GROUP, LLC
June 27, 2008 - November 24, 2010
PEOPLE'S SECURITIES, INC.
May 22, 2000 - December 15, 2000
DB ALEX. BROWN LLC
February 9, 1999 - May 12, 2000
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 9, 1997 - September 24, 1997
METROPOLITAN LIFE INSURANCE COMPANY
January 9, 1997 - September 24, 1997
MSI FINANCIAL SERVICES, INC.
September 21, 1994 - January 4, 1995
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 2/10/2023
Securities Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
