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KS

Kenneth L. Sitnick

STANSBERRY ASSET MANAGEMENT
San Bruno, CA
Some features on this profile are disabled
CRD#: 2540050
KS

Professional summary

Kenneth Lee Sitnick is a registered financial advisor currently at STANSBERRY ASSET MANAGEMENT, LLC located in San Bruno, California.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Kenneth has worked at 11 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 55, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lee Sitnick's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 5, 2022 - Present

STANSBERRY ASSET MANAGEMENT, LLC

RIA
CRD#: 282103
San Bruno, CA
Past

May 3, 2016 - July 25, 2017

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
REDWOOD CITY, CA
Past

May 2, 2016 - July 25, 2017

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
REDWOOD CITY, CA
Past

July 19, 2007 - May 16, 2016

TD AMERITRADE, INC.

RIA
CRD#: 7870
CAMPBELL, CA
Past

July 19, 2007 - May 16, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
CAMPBELL, CA
Past

June 6, 2007 - May 16, 2016

TD AMERITRADE, INC.

BD
CRD#: 7870
CAMPBELL, CA
Past

September 16, 2004 - June 7, 2005

ATLAS SECURITIES, LLC

BD
CRD#: 20991
SAN LEANDRO, CA
Past

August 30, 2004 - September 29, 2004

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

May 25, 2001 - July 15, 2004

WILLIAM O'NEIL SECURITIES

BD
CRD#: 894
BOSTON, MA
Past

February 23, 2000 - January 12, 2001

WILLIAM O'NEIL SECURITIES

BD
CRD#: 894
BOSTON, MA
Past

December 17, 1997 - February 8, 2000

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
LOS ANGELES, CA
Past

February 7, 1996 - May 20, 1996

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

February 7, 1996 - May 20, 1996

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

September 27, 1994 - July 21, 1995

CITISTREET EQUITIES LLC

BD
CRD#: 7447
SOMERSET, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STANSBERRY ASSET MANAGEMENT, LLC
STANSBERRY ASSET MANAGEMENT LLC | STANSBERRY ASSET MANAGEMENT, LLC

CRD#: 282103 / SEC#: 801-107061

RIA
Registered Investment Advisory firm - (1/4/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/5/2022)
IAR
Texas
(1/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/3/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/9/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/24/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/25/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 2/3/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/16/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/24/1994
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SA
STANSBERRY ASSET MANAGEMENT, LLC
STANSBERRY ASSET MANAGEMENT LLC | STANSBERRY ASSET MANAGEMENT, LLC

CRD#: 282103 / SEC#: 801-107061

RIA
Registered Investment Advisory firm - (1/4/2016 Approved)
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Contact information

Main Address
1600 Solana Boulevard Building 8 Suite 8100, Westlake, TX 76262
Mailing Address
Phone number
(646) 854-4370
Established
Firm type
Fiscal year end
# of Employees
38

SEC notice filing (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STANSBERRY ASSET MANAGEMENT ADV2A 032025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts3,164
AUM (Assets Under Management)$ 1,049,018,025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STANSBERRY ASSET MANAGEMENT, LLC

CRD#: 282103San Bruno, CA

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