Albert P. Winn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Payne Winn, who also goes by Al Winn, Albert P Winn, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1994. Albert had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2016 - July 27, 2018
EAGLE FINANCIAL ADVISORS, LLC
June 5, 2015 - December 7, 2015
PRINCIPAL SECURITIES, INC.
May 26, 2015 - December 7, 2015
PRINCIPAL SECURITIES, INC.
January 8, 2013 - May 29, 2015
STONEWATER WEALTH MANAGEMENT, INC.
June 27, 2012 - December 31, 2012
CREATIVEONE SECURITIES, LLC
January 12, 2011 - June 28, 2012
AMERICAN INVESTMENT SERVICES
February 27, 2001 - July 2, 2004
FIRST HEARTLAND CAPITAL, INC.
May 3, 1999 - February 8, 2001
PARK AVENUE SECURITIES LLC
September 2, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
September 16, 1994 - September 3, 1998
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE FINANCIAL ADVISORS, LLC
CRD#: 167696 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 373 |
| AUM (Assets Under Management) | $ 86,998,719 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
