Adam S. Markman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Scott Markman, who also goes by Adam Markman, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1995. Adam had worked at 2 firms and has passed the Series 65, Series 63, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2005 - July 9, 2014
GREEN STREET TRADING, LLC
August 25, 2005 - June 30, 2006
GSI CAPITAL ADVISORS LLC
January 26, 1995 - July 9, 2014
GREEN STREET TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/2/1994
Non-Member General Securities ExaminationCurrent Firm
GREEN STREET TRADING, LLC
CRD#: 28937 / SEC#: 801-67196, 8-44110
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
