Edward Machado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Machado, who also goes by Eddie Machado, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1995. Edward had worked at 7 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2001 - November 1, 2001
HARRISON SECURITIES, INC.
April 1, 1999 - December 31, 2000
WHITEHALL WELLINGTON INVESTMENTS, INC.
November 12, 1997 - March 2, 1999
LLOYD WADE SECURITIES INC.
April 7, 1997 - October 2, 1997
MAIDSTONE FINANCIAL, INC.
February 23, 1996 - July 11, 1997
EURO-ATLANTIC SECURITIES INC.
January 18, 1996 - March 20, 1996
MONITOR INVESTMENT GROUP, INC.
June 27, 1995 - January 4, 1996
LT LAWRENCE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/26/1995
Corporate Securities Limited Representative ExaminationCurrent Firm
HARRISON SECURITIES, INC.
CRD#: 14103 / SEC#: , 8-30546
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
