Carey S. Roebuck
Professional summary
Carey Stuart Roebuck, who also goes by Roebuck Stuart Carey, is a registered financial advisor currently at CAREY S. ROEBUCK FINANCIAL SERVICES, LLC located in Austin, Texas.
Carey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Carey has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carey Stuart Roebuck's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2015 - Present
CAREY S. ROEBUCK FINANCIAL SERVICES, LLC
April 10, 2013 - July 2, 2015
ISC ADVISORS, INC.
January 9, 2008 - December 31, 2013
INSTITUTIONAL SECURITIES CORPORATION
June 28, 2000 - July 2, 2015
INSTITUTIONAL SECURITIES CORPORATION
October 4, 1994 - June 16, 2000
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/30/2022)
(8/25/2015)
Exams
Current Firm
CAREY S. ROEBUCK FINANCIAL SERVICES, LLC
CRD#: 280029 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 5,539,589 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
