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Thomas Daniel Leclaire

CRD# 2539735·Registered 1994 - 1998
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Daniel Leclaire, who also goes by Tom Leclaire, Tommy Leclaire, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1994 - 1998. Thomas had worked at 3 firms and has passed the Series 63 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tom Leclaire, Tommy Leclaire

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

AMERICAN LANDMARK SECURITIES, INC.·CRD# 42187
BD
Irving, TX
April 17, 1998 - November 10, 1998
LONE STAR SECURITIES, INC.·CRD# 20452
BD
Addison, TX
August 15, 1995 - July 18, 1996
REEF SECURITIES, INC.·CRD# 31951
BD
Richardson, TX
September 27, 1994 - August 24, 1995

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Current Firm

AL
AMERICAN LANDMARK SECURITIES, INC.

AMERICAN LANDMARK SECURITIES, INC. | CEDAR CREEK FINANCIAL GROUP, INC.

CRD#: 42187 / SEC#: 8-49741
BD
Terminated by SEC on 03/31/2008

Contact Information

Established

Texas since 10/15/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BARTHOLOMAE, EDWARD ERNESTCHAIRMAN, SECRETARY, CCO, PRESIDENT2222399
MCNAIR, LAJOICETREASURER—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1994About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Sep 1994About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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