Gautam J. Patel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gautam Jivan Patel, who also goes by Gautay Jivan Patel, was a registered financial professional .
Gautam is a previously registered financial professional and started their career in finance in 1999. Gautam had worked at 3 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2017 - February 23, 2018
LSH PARTNERS SECURITIES LLC
August 27, 2012 - December 1, 2016
LOEB PARTNERS CORPORATION
October 1, 1999 - April 30, 2012
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
LSH PARTNERS SECURITIES LLC
CRD#: 284952 / SEC#: , 8-69817
Contact information
FINRA licenses (39 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
