Mara K. Konrad

MK CAPITAL GROUP

Pasadena, CA

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CRD#: 2539544

Professional summary

Mara Kathleen Konrad is a registered financial advisor currently at MK CAPITAL GROUP located in Pasadena, California.

Mara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mara has worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mara Kathleen Konrad's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2019 - Present

MK CAPITAL GROUP

RIA

CRD#: 127608

Pasadena, CA

Past

June 5, 2001 - December 5, 2003

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

ALTADENA, CA

Past

May 18, 2001 - December 5, 2003

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

April 1, 1999 - May 18, 2001

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

February 7, 1997 - April 28, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 30, 1996 - January 24, 1997

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

January 5, 1996 - August 5, 1996

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

September 6, 1995 - January 4, 1996

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

October 19, 1994 - July 25, 1995

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/31/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 2/25/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/14/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/18/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/5/2002

General Securities Principal Examination

Current Firm

MK CAPITAL GROUP

KONRAD, MARA , KATHLEEN | MK CAPITAL GROUP

CRD#: 127608 / SEC#:

California

Registered Investment Advisory firm - (9/19/2003 Approved)

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Contact information

Main Address

Pasadena, CA

Mailing Address

Po Box 2469, Pasadena, CA 91102

Phone number

(626) 644-6272

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 26,399,246

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mara K. Konrad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mara Kathleen Konrad's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

CUSO FINANCIAL SERVICES, L.P.

MORGAN STANLEY DW INC.

SENTRA SECURITIES CORPORATION

ESSEX NATIONAL SECURITIES, LLC

MARKETING ONE SECURITIES, INC.

WELLS FARGO SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/1999

Series 63

Date: 10/31/1994

Series 31

Date: 2/25/1997

Series 7

Date: 6/14/1995

Series 6

Date: 10/18/1994

Series 24

Date: 9/5/2002

Current Firm

MK CAPITAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MK CAPITAL GROUP

TRUST BUT VERIFY

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