Loren P. Wheeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Loren Paul Wheeler was a registered financial professional .
Loren is a previously registered financial professional and started their career in finance in 1994. Loren had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2006 - July 27, 2007
COUNTRY TRUST BANK
March 7, 2006 - September 25, 2018
COUNTRY CAPITAL MANAGEMENT COMPANY
September 29, 2005 - November 2, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
January 31, 1995 - March 20, 1995
SCHNEIDER SECURITIES, INC.
September 27, 1994 - January 30, 1995
PAULSON INVESTMENT COMPANY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
