VD
Victor J. Dimaggio
CRESCENT ADVISOR GROUP
SCHERERVILLE, IN
Some features on this profile are disabled
CRD#: 2539385
VD
Professional summary
Victor Joseph Dimaggio III, who also goes by Bud Dimaggio III, is a registered financial advisor currently at CRESCENT ADVISOR GROUP, INC. located in Schererville, Indiana and CRESCENT SECURITIES GROUP, INC. located in Plano, Texas.
Victor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Victor has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bud Dimaggio Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DIMAGGIO & ROBINSON, LTD. NOT INVESTMENT RELATED. 422 N. NORTHWEST HIGHWAY, SUITE 180, PARK RIDGE, IL, 60068. TAX ACCOUNTING/BUSINESS CONSULTATION SERVICES. PARTNER. 12/2000. 40HRS MONTH/20 DURING TRADING HOURS. CPA. GALLERIA REALTY CORPORATION. NOT INVESTMENT RELATED. 425 U.S. ROUTE 425 STE 410, DYER, IN. REAL ESTATE OPERATIONS. PRESIDENT. 12/2007. 6 HOURS/MONTH, 0 DURING TRADING HOURS. OPERATE COMMERCIAL REAL ESTATE BUILDING. HR ONE SOURCE, INC. NOT INVESTMENT RELATED. 140 S. DEARBORN ST., SUITE 1603 CHICAGO, IL. PROFESSIONAL EMPLOYER ORGANIZATION. PRESIDENT. 1/2014. 20HOURS/MONTH, 10 DURING TRADING HOURS. HUMAN RESOURCES SERVICES FIRM. INVEST AMERICA FINANCIAL SERVICES. NOT INVESTMENT RELATED. 140 S. DEARBORN ST., SUITE 1603 CHICAGO, IL. ADMINISTRATIVE COMPANY FOR BOOKKEEPING. PRESIDENT. 9/1994. LESS THAN 4 HOURS/MONTH, 0 DURING TRADING HOURS. TRADITIONAL BOOKKEEPING/ACCOUNTING. FINANCIAL ADVANTAGE CORPORATION. NOT INVESTMENT RELATED. 140 S. DEARBORN ST., SUITE 1603 CHICAGO, IL. HOLDING COMPANY. PRESIDENT. 11/2000. LESS THAN 4 HOURS/MONTH, 0 DURING TRADING HOURS. PARENT HOLDING COMPANY FOR SUBSIDIARIES. VICTOR J. DIMAGGIO HEALTH INSURANCE. NOT INVESTMENT RELATED. 1314 MCCOY DR., SCHEREVILLE, IN. HEALTH INSURANCE SALES. PRESIDENT. 3/2006. 4 HOURS/MONTH, 0 DURING TRADING HOURS. Crescent Securities Group, Inc. Investment related. 8750 N. Central Expy #750 Dallas, TX 75231. Registered Representative. 11/2008. 0 hours/month, 0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Victor Joseph Dimaggio III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2008 - Present
CRESCENT ADVISOR GROUP, INC.
RIA
CRD#: 115974
SCHERERVILLE, IN
Current
November 11, 2008 - Present
CRESCENT SECURITIES GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093BD
CRD#: 114993
Plano, TX
Past
May 6, 2008 - May 22, 2008
XNERGY FINANCIAL LLC
BD
CRD#: 144436
LOS ANGELES, CA
Past
February 28, 2008 - November 21, 2008
CROWN FINANCIAL ADVISORS, LLC
RIA
CRD#: 140346
CROWN POINT, IN
Past
October 2, 2006 - November 21, 2008
HB SECURITIES, LLC
BD
CRD#: 140356
NEWPORT BEACH, CA
Past
September 1, 2006 - January 3, 2008
JACKSON FINANCIAL GROUP, INC.
BD
CRD#: 124258
CHICAGO, IL
Past
July 27, 2006 - September 12, 2008
HARD EIGHT TRADING, LLC
BD
CRD#: 137099
CHICAGO, IL
Past
November 7, 2005 - September 16, 2008
CENTURION SECURITIES L.L.C.
BD
CRD#: 120419
NEW YORK, NY
Past
June 28, 2005 - June 15, 2006
ZEPHYR TRADING LLC
BD
CRD#: 104252
WINNETKA, IL
Past
May 1, 2003 - May 16, 2007
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
SCHEREVILLE, IN
Past
August 1, 1995 - May 16, 2007
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SCHERERVILLE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/10/2009)
RR
Illinois(11/12/2008)
IAR
Illinois(12/5/2008)
IAR
Indiana(11/17/2008)
RR
Indiana(12/2/2008)
RR
Missouri(11/24/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093
Mailing Address
Phone number
(972) 490-0150
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 282,987,504 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
