Jack T. Aksan

CATEY

Zürich, 8001

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CRD#: 2539281

Professional summary

Jack Turan Aksan, who also goes by Jack T Aksan, is a registered financial advisor currently at CATEY, INC. .

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jack has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack T Aksan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Position and Relationship: Chief Executive Officer & 100% Shareholder. Company: Catey GmbH. Address: Nuscherstrasse 44, 8001 Zurich, Switzerland. Investment related: Yes. Nature: Financial Advisor. Duties: Providing investment advisory management services. Hours per month: 120 Hours (including 10 hrs/month during US trading hours). Mr. Aksan spends 120 hours on his duties as a control person with Catey, Inc. (U.S.A.) during U.S. trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Turan Aksan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2022 - Present

CATEY, INC.

Office #1: Nuchelerstrasse 44, Zürich 8001

RIA

CRD#: 316011

Zürich,

Past

October 26, 1994 - July 20, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/12/2022)

IAR

Colorado
(3/31/2022)

IAR

Massachusetts
(8/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/8/1994

General Securities Representative Examination

Current Firm

CATEY, INC.

CRD#: 316011 / SEC#:

California

Registered Investment Advisory firm - (7/12/2022 Approved)

Colorado

Registered Investment Advisory firm - (3/31/2022 Approved)

Massachusetts

Registered Investment Advisory firm - (8/10/2022 Approved)

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Contact information

Main Address

Denver, CO

Mailing Address

Phone number

(720) 980-4596

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 8,012,361

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jack T. Aksan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Turan Aksan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CATEY, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/2021

Series 7

Date: 10/8/1994

Current Firm

CATEY, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CATEY, INC.

TRUST BUT VERIFY

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