Debra B. Blair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra B Blair, who also goes by Debra Lynn Bakewell, Debbie Blair, Debra Bakewell Blair, Debra Lynn Blair, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1995. Debra had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2022 - March 22, 2023
J.W. COLE FINANCIAL, INC.
August 8, 2019 - May 19, 2022
KEY INVESTMENT SERVICES LLC
August 12, 2015 - August 9, 2019
OPPENHEIMER & CO. INC.
November 26, 2014 - June 30, 2015
CITIZENS SECURITIES, INC.
September 9, 2009 - March 11, 2014
CHARLES SCHWAB & CO., INC.
November 25, 2008 - September 2, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 14, 2008 - November 5, 2008
NATCITY INVESTMENTS, INC.
March 8, 2005 - December 31, 2007
ALLSTATE FINANCIAL SERVICES, LLC
August 19, 1998 - January 25, 2005
CHARLES SCHWAB & CO., INC.
February 20, 1998 - July 28, 1998
LPL FINANCIAL LLC
September 3, 1996 - May 2, 1997
BNY MELLON SECURITIES CORPORATION
October 31, 1995 - September 10, 1996
MARSH & MCLENNAN SECURITIES CORPORATION
June 2, 1995 - August 17, 1995
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
