Kenneth M. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Morton Walker, ChFC®, CLU®, who also goes by Ken M Walker, Ken Walker, Kenneth Walker, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1994. Kenneth had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2022 - November 1, 2022
P.J. ROBB VARIABLE, LLC
April 22, 2020 - February 9, 2022
PLANMEMBER SECURITIES CORPORATION
April 22, 2020 - February 9, 2022
PLANMEMBER SECURITIES CORPORATION
May 9, 2019 - December 31, 2019
ALLSTATE FINANCIAL SERVICES, LLC
September 24, 2018 - October 25, 2018
EDWARD JONES
September 24, 2018 - October 25, 2018
EDWARD JONES
January 25, 2016 - September 19, 2018
PRUCO SECURITIES, LLC.
June 11, 2012 - January 14, 2016
EDWARD JONES
November 20, 2007 - March 30, 2012
P.J. ROBB VARIABLE, LLC
March 2, 2001 - October 31, 2007
THE LEADERS GROUP, INC.
November 2, 1999 - January 19, 2001
LIFEMARK SECURITIES CORP.
May 4, 1998 - October 29, 1999
THE LEADERS GROUP, INC.
November 21, 1994 - August 14, 1995
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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